As an independent firm we maintain professional affiliations with investment firms nationwide.

We have partnered with LPL Financial the nation’s largest independent broker/dealer, a full-service investment firm.* Because LPL Financial does not offer proprietary products, LPL Financial enables Wealth Advisors to offer our clients truly objective advice.

In addition, Wealth Advisors maintains active relationships with a wide range of investment companies, third-party asset managers, leading retirement planning and education account sponsors. We also enjoy numerous relationships with life insurance and long-term care insurance companies.

LPL Financial is one of the leading financial services companies and the largest independent broker/dealer in the nation.* For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients’ wealth. A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on what they do best – help their clients attain their financial goals and fulfill their dreams.

LPL Financial understands that providing Americans with objective investment advice is critical to their financial security. Because the firm has no proprietary products to sell, LPL Financial advisors can provide truly objective advice and investment recommendations. Thousands of financial advisors nationwide rely on LPL Financial to help meet their clients’ financial needs. They do so by using the firm’s tools and resources that help them discover their clients’ priorities, dreams, and passions; analyze and develop financial plans that support every stage of their clients’ lives; and make product recommendations that put clients on the path to pursuing their goals.


Whether you’re just starting out or preparing for retirement, you can expect:
  • Your needs come first – LPL Financial offers no investment products of its own, so we can devote our time and energies, not to product quotas and sales goals, but to understand your individual financial objectives. LPL Financial provides access to thousands of individual securities and forms alliances with the nation’s leading providers of investment and insurance products.
  • Objective guidance and advice – With access to leading independent research, we help our clients make informed, objective decisions.
  • Objective investment research – Because LPL Financial doesn’t offer proprietary products and doesn’t engage in investment banking activities. we are able to provide objective investment recommendations that integrate a broad scope of investment products including; stocks, bonds, annuities and mutual funds.
  • Convenient account access – Our clients manage their accounts online anytime, day or night, from the convenience of their home or office. In addition, easy-to-read account statements keep them informed of account activity and performance.

With headquarters on both coasts, LPL Financial supports financial advisors in helping their clients by offering a robust mix of services and tools such as:

  • Enabling technology
  • Comprehensive clearing and compliance services
  • Practice management programs and training
  • Independent research
*As reported in Financial Planning Magazine, 1996-2011, based on total revenue.